SEC Form 4 · accession 0001209191-16-117569
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Martineau
Director · Other
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2016 | M | 10,000 | $8.43 | A | 99,072 | D | |
| Common Stock | May 3, 2016 | F | 8,013 | $10.52 | D | 91,059 | D | |
| Common Stock | holding | — | — | — | 4,166 | I | By Spouse | |
| Common Stock | holding | — | — | — | 2,025 | I | By Individual Retirement Account for Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $8.43 | May 3, 2016 | M | 10,000 | D | — | May 10, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The stock options vested in five equal annual installments beginning on May 10, 2007.