SEC Form 4 · accession 0000899243-16-018835
Pinnacle Entertainment, Inc. · PNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Neil E Walkoff
Officer — EVP, Operations
Period of report
Apr 28, 2016
Accepted (ET)
Apr 29, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001656239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2016 | A | 23,100 | $0.00 | A | 130,775 | D | |
| Common StockF2 | Apr 28, 2016 | A | 23,080 | $0.00 | A | 153,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F3 | $11.51 | Apr 28, 2016 | A | 50,910 | A | — | Apr 28, 2023 | Common Stock | 50,910 | 50,910 | D |
Explanation of responses
- F1The securities reported are restricted stock units that vest in four equal annual installments beginning on April 28, 2017.
- F2The securities reported are restricted stock with performance conditions that vest on December 31, 2018.
- F3The stock options become exercisable in four equal annual installments beginning on April 28, 2017.