SEC Form 4 · accession 0001493152-26-028783
Alpha Cognition Inc. · ACOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Opaleye Management Inc.
10% Owner
Period of report
Jun 11, 2026
Accepted (ET)
Jun 15, 2026 · 8:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001655923
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF3,F1,F6 | Jun 11, 2026 | P | 2,862 | $5.9053 | A | 2,647,751 | I | By Opaleye, L.P. |
| Common Stock, no par valueF4,F1,F6 | Jun 12, 2026 | P | 273 | $5.9321 | A | 2,648,024 | I | By Opaleye, L.P. |
| Common Stock, no par valueF5,F1,F6 | Jun 15, 2026 | P | 4,550 | $5.9896 | A | 2,652,574 | I | By Opaleye, L.P. |
| Common Stock, no par valueF2,F6 | holding | — | — | — | 90,000 | I | By Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
- F2Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
- F3The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.87 to $5.91. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
- F4The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.9275 to $5.94. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
- F5The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $5.9896. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range.
- F6Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.