SEC Form 3 · accession 0000899243-18-025394
ARVINAS, INC. · ARVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Martin Crews
10% Owner
Period of report
Sep 26, 2018
Accepted (ET)
Sep 26, 2018 · 9:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655759
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,008,231 | D | ||
| Common Stock | holding | — | — | — | 560,000 | I | By The Craig M. Crews 2013 Family Trust | |
| Common Stock | holding | — | — | — | 538,461 | I | By The Crews Family 2018 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF2 | — | holding | — | — | — | — | — | Common Stock | 46,175 | — | D |
| Series C Preferred StockF3 | — | holding | — | — | — | — | — | Common Stock | 7,285 | — | D |
Explanation of responses
- F111,097 of such shares are subject to monthly vesting.
- F2The Series B Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- F3The Series C Preferred Stock is convertible into Common Stock on a 3.25-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
Remarks
Exhibit Index: 24 Power of Attorney