SEC Form 4 · accession 0001655099-16-000027
Brookfield Real Assets Income Fund Inc. · RA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dana Erikson
Other
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 2:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | A | 6,905 | — | A | 6,905 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 21,503.91 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112.