SEC Form 4 · accession 0001655099-16-000026
Brookfield Real Assets Income Fund Inc. · RA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Shipley
Other
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655099
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | A | 1,581 | — | A | 1,581 | D | |
| Common StockF2 | Dec 5, 2016 | A | 298 | — | A | 1,879 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for 4,924.37 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA}. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 and the conversion rate was 0.32112.
- F2Received in exchange for 311.76 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830.