SEC Form 4 · accession 0001209191-19-018409
Armstrong Flooring, Inc. · AFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Marines
Officer — VP and Controller
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2019 | M | 207 | $13.25 | A | 375 | D | |
| Common StockF2 | Mar 7, 2019 | F | 70 | $13.25 | D | 305 | D | |
| Common StockF1 | Mar 7, 2019 | M | 365 | $13.25 | A | 670 | D | |
| Common StockF2 | Mar 7, 2019 | F | 124 | $13.25 | D | 546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Mar 7, 2019 | M | 207 | D | Mar 7, 2019 | — | Common Stock | 207 | 207 | D |
| Restricted Stock UnitF3,F4 | — | Mar 7, 2019 | M | 365 | D | Mar 7, 2019 | — | Common Stock | 365 | 731 | D |
| Restricted Stock UnitF3,F5 | — | Mar 7, 2019 | A | 2,265 | A | — | — | Common Stock | 2,265 | 2,265 | D |
Explanation of responses
- F1Reflects the conversion of previously granted restricted stock units into shares of Issuer's common stock in connection with the vesting of the restricted stock units.
- F2Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax obligations upon the vesting of restricted stock units granted to the Reporting Person.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's 2016 Long-Term Incentive Plan, as amended and restated.
- F4Not applicable.
- F52,265 restricted stock units were granted to the Reporting Person on March 7, 2019. The restricted stock units will vest in equal installments on the first, second and third anniversaries of the grant (contingent upon the Reporting Person's employment with the Issuer on the scheduled vesting date, except as provided under the Issuer's 2016 Long-Term Incentive Plan, as amended and restated).