SEC Form 4 · accession 0001209191-18-013926
Armstrong Flooring, Inc. · AFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Rice
Officer — CPO, SVP Global Ops
Period of report
Feb 23, 2018
Accepted (ET)
Feb 27, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2018 | M | 2,992 | $14.52 | A | 15,132 | D | |
| Common StockF2 | Feb 23, 2018 | F | 1,011 | $14.52 | D | 14,121 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 23, 2018 | M | 2,992 | D | Feb 23, 2018 | — | Common Stock | 2,992 | 0 | D |
Explanation of responses
- F1Reflects the conversion of previously granted restricted stock units into shares of Issuer's common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax obligations upon the vesting of restricted stock awards granted to the Reporting Person.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F4Not applicable.