SEC Form 4 · accession 0001209191-17-065330
Armstrong Flooring, Inc. · AFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Rice
Officer — SVP, Global Ops. & Mfg.
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 9:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2017 | M | 3,203 | $16.50 | A | 13,149 | D | |
| Common StockF2 | Dec 11, 2017 | F | 1,009 | $16.50 | D | 12,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Dec 11, 2017 | M | 3,203 | D | — | — | Common Stock | 3,203 | 0 | D |
Explanation of responses
- F1Reflects the conversion of previously granted restricted stock units into shares of Issuer's common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax obligations upon the vesting of restricted stock awards granted to the Reporting Person.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's long-term incentive plan.
- F412,804 restricted stock units were granted to the Reporting Person on December 11, 2014, of which 9,601 vested on December 11, 2016. The remaining units vested on December 11, 2017, the third anniversary of the grant.
- F5Not applicable.