SEC Form 4 · accession 0001209191-17-015167
Armstrong Flooring, Inc. · AFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Rice
Officer — SVP, North America Commercial
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 2:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 2,991 | $22.04 | A | 11,014 | D | |
| Common StockF2 | Feb 24, 2017 | F | 1,068 | $22.04 | D | 9,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Feb 24, 2017 | M | 2,991 | D | Feb 24, 2017 | — | Common Stock | 2,991 | 0 | D |
Explanation of responses
- F1Reflects the conversion of previously granted restricted stock units into shares of Issuer's common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- F2Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax obligations upon the vesting of restricted stock awards granted to the Reporting Person.
- F3Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock under the Issuer's long-term incentive plan.
- F4Not applicable.