SEC Form 4 · accession 0001179110-17-002637
Bain Capital Specialty Finance, Inc. · BCSF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 20, 2017
Accepted (ET)
Feb 17, 2017 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2017 | P | 4,946,338 | $99,421,386.00 | A | 9,917,407 | I | See footnotes |
| Common StockF1,F2 | Feb 15, 2017 | P | 734,517 | $14,859,288.00 | A | 10,651,924 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of February 15, 2017, shares of common stock of the issuer are directly held by the following entities: (a) 5,656,301.47 by BCSF Holdings, LP ("BCSF Holdings"), whose general partner is BCSF Holdings Investors, L.P. ("BCSF Holdings GP"), (b) 4,189,552.24 by Bain Capital Distressed and Special Situations 2016 (F), L.P. ("F Holdings"), whose general partner is Bain Capital Distressed and Special Situations 2016 Investors (F), L.P. ("F Holdings GP"), and (c) 806,070.65 by Bain Capital Credit Holdings (MRF), L.P. ("MRF Holdings" and together with BCSF Holdings and F Holdings, the "Funds"), whose general partner is Bain Capital Credit Holdings Investors (MRF), LP ("MRF Holdings GP"). Bain Capital Credit Member, LLC ("BCCM") is the general partner of BCSF Holdings GP, F Holdings GP and MRF Holdings GP.
- F2As of February 15, 2017, BCCM may be deemed to share beneficial ownership of all 10,651,924.36 shares of common stock held of record by the Funds, but disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein.