SEC Form 4/A · accession 0001655020-18-000043
Extraction Oil & Gas, Inc. · XOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Shepherd Gaensbauer
Director
Period of report
Oct 17, 2016
Accepted (ET)
Mar 23, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 17, 2016 | A | 37,500 | $0.00 | A | 37,500 | D | |
| COMMON STOCKF2 | Oct 17, 2016 | A | 3,000 | $19.00 | A | 40,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of 37,500 unvested restricted stock units, which vest on October 17, 2017, subject to continued service through the vesting date, and will be settled in shares of common stock.
- F2These shares were purchased by the reporting person pursuant to the directed share program as part of the Company's initial public offering. The report on Form 4 filed on October 19, 2016 inadvertently omitted these shares. These shares were also omitted from two subsequently filed Form 4s and a subsequently filed Form 4/A.