SEC Form 4 · accession 0001179110-17-004681
Extraction Oil & Gas, Inc. · XOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom L Brock
Officer — VP, Chief Accounting Officer
Period of report
Mar 15, 2017
Accepted (ET)
Mar 16, 2017 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Mar 15, 2017 | A | 56,296 | $0.00 | A | 185,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of 56,296 unvested restricted stock units, which vest 12.5% on September 15, 2017, 12.5% on March 15, 2018, 12.5% on September 15, 2018, 12.5% on March 15, 2019, 25% on September 15, 2019 and 25% on March 15, 2020, subject to continued service through each vesting date, and will be settled in shares of common stock.