SEC Form 4 · accession 0001179110-16-031696
Extraction Oil & Gas, Inc. · XOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom L Brock
Officer — VP, Chief Accounting Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001655020
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | A | 4,500 | $0.00 | A | 129,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents unvested restricted stock units awarded by Extraction Employee Incentive, LLC ("EEI") and approved by the Compensation Committee of the Board of Directors of the Issuer. The restricted stock units will vest 25% on each of the first and second anniversaries of grant and 50% on the third anniversary of grant, subject to continued service through each respective vesting date, and will be settled in shares of common stock.