SEC Form 4 · accession 0001209191-19-004547
Deciphera Pharmaceuticals, Inc. · DCPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Lee Flynn
Officer — Chief Scientific Officer
Period of report
Mar 23, 2018
Accepted (ET)
Jan 18, 2019 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001654151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2018 | G | 91,779 | $0.00 | A | 91,779 | I | By Daniel L. Flynn Irrevocable Trust |
| Common Stock | Mar 23, 2018 | G | 91,779 | $0.00 | D | 55,270 | I | By Biochenomix, LLC |
| Common Stock | Jan 16, 2019 | M | 152,629 | $1.89 | A | 152,629 | D | |
| Common Stock | Jan 16, 2019 | S | 152,629 | $26.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.89 | Jan 16, 2019 | M | 152,629 | D | — | Dec 17, 2025 | Common Stock | 152,629 | 472,678 | D |
Explanation of responses
- F1This transaction involved a transfer of shares to the Daniel L. Flynn Irrevocable Trust from Biochenomix, LLC. The Reporting Person's daughter is trustee of the trust and the Reporting Person's spouse is the sole lifetime beneficiary of the trust. The Reporting Person disclaims Section 16 beneficial ownership over all such shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that the Reporting Person has beneficial ownership of such shares for Section 16 or for any other purposes.
- F2The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F3This stock option award was issued pursuant to Deciphera Pharmaceuticals, LLC's 2015 Equity Incentive Plan. The option was 100% exercisable on the date of grant, December 18, 2015.