SEC Form 4 · accession 0000899243-18-024907
Deciphera Pharmaceuticals, Inc. · DCPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher John Morl
Officer — Chief Business Officer
Period of report
Oct 2, 2017
Accepted (ET)
Sep 20, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001654151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $3.95 | Oct 2, 2017 | M | 42,575 | D | — | Oct 20, 2026 | Common Stock | 240,548 | 0 | D |
| Stock Option (Right to Buy)F3,F1,F2 | $3.95 | Oct 2, 2017 | M | 240,548 | A | — | Oct 20, 2026 | Common Stock | 240,548 | 240,548 | D |
| Stock Option (Right to Buy)F1,F4 | $6.13 | Oct 2, 2017 | M | 3,590 | D | — | Jun 3, 2027 | Common Stock | 20,283 | 0 | D |
| Stock Option (Right to Buy)F3,F1,F4 | $6.13 | Oct 2, 2017 | M | 20,283 | A | — | Jun 3, 2027 | Common Stock | 20,283 | 20,283 | D |
| Stock Option (Right to Buy)F5 | $29.71 | Feb 16, 2018 | A | 60,000 | A | — | Feb 15, 2028 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Immediately prior to the closing of the Issuer's initial public offering, these options to purchase common stock of Deciphera Pharmaceuticals, LLC were exchanged for options to purchase common stock of the Issuer on a 1 for 5.65 basis pursuant to that certain Reorganization Agreement and Plan of Merger by and among the Issuer, Deciphera Pharmaceuticals, LLC and the other parties named therein, dated September 26, 2017 (the "Merger Agreement"). These transactions were exempt from Section 16(b) in reliance upon Rule 16b-3 and Rule 16b-6(b).
- F2This stock option award was issued pursuant to Deciphera Pharmaceuticals, LLC's 2015 Equity Incentive Plan. The option vests in 16 equal quarterly installments at the end of each quarter following the vesting commencement date of October 3, 2016, subject to continued service through such dates.
- F3Represents the total number of options to purchase common stock of the Issuer received upon the exchange of options to purchase common stock of Deciphera Pharmaceuticals, Inc. for options to purchase common stock of the Issuer pursuant to the Merger Agreement.
- F4This stock option award was issued pursuant to Deciphera Pharmaceuticals, LLC's 2015 Equity Incentive Plan. The option vests in 48 equal monthly installments at the end of each month following the vesting commencement date of May 26, 2017, subject to continued service through such dates.
- F5This stock option was issued pursuant to the Issuer's 2017 Stock Option and Incentive Plan. The option vests in 48 equal monthly installments following the vesting commencement date of January 1, 2018, subject to continued service through such dates.