SEC Form 3 · accession 0000899243-19-004892
Red Rock Resorts, Inc. · RRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Finch
Officer — EVP & Chief Operating Officer
Period of report
Feb 19, 2019
Accepted (ET)
Feb 26, 2019 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 66,365 | D | ||
| Class A Common StockF1 | holding | — | — | — | 944 | D | ||
| Class A Common StockF2 | holding | — | — | — | 31,272 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $19.50 | holding | — | — | — | — | Apr 26, 2023 | Class A Common Stock | 29,166 | — | D |
| Stock OptionF4 | $21.73 | holding | — | — | — | — | Mar 10, 2024 | Class A Common Stock | 59,122 | — | D |
| Stock OptionF5 | $32.75 | holding | — | — | — | — | Mar 8, 2025 | Class A Common Stock | 37,313 | — | D |
| Stock OptionF6 | $27.24 | holding | — | — | — | — | Feb 14, 2026 | Class A Common Stock | 101,961 | — | D |
| Stock OptionF7 | $28.78 | holding | — | — | — | — | Feb 21, 2026 | Class A Common Stock | 14,851 | — | D |
Explanation of responses
- F1Represents a restricted stock award (the "2017 Restricted Stock Award) pursuant to the Issuer's 2016 Equity Incentive Plan. The 2017 Restricted Stock Award vests on May 8, 2019, subject to the Reporting Person's continued service with Registrant.
- F2Represents a restricted stock award (the "2019 Restricted Stock Award) pursuant to the Issuer's 2016 Equity Incentive Plan. The 2019 Restricted Stock Award vests in two equal installments beginning on February 21, 2022, subject to the Reporting Person's continued service with Registrant.
- F3Represents a stock option award (the "2016 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The 2016 Stock Option Award vests in four annual installments subject to the Reporting Person's continued service with the Registrant. The original grant on April 26, 2016 was for 29,166 options, 7,292 of those options vested on May 2, 2017, 7,292 of those options vested on May 2, 2018, 7,292 of those options will vest on May 2, 2019 and 7,290 of those options will vest on May 2, 2020.
- F4Represents a stock option award (the "2017 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The 2017 Stock Option Award vests in three equal annual installments beginning on March 10, 2019, subject to the Reporting Person's continued service with the Registrant.
- F5Represents a stock option award (the "2018 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The 2018 Stock Option Award vests in three equal annual installments beginning on March 8, 2020, subject to the Reporting Person's continued service with the Registrant.
- F6Represents a stock option award (the "Initial 2019 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Initial 2019 Stock Option Award vests in three equal annual installments beginning on February 14, 2021, subject to the Reporting Person's continued service with the Registrant.
- F7Represents a stock option award (the "Second 2019 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Second 2019 Stock Option Award vests in three equal annual installments beginning on February 21, 2021, subject to the Reporting Person's continued service with the Registrant.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney