SEC Form 4 · accession 0000899243-17-007544
Red Rock Resorts, Inc. · RRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc J. Falcone
Officer — EVP, CFO and Treasuer
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 10, 2017 | A | 14,171 | $0.00 | A | 44,940 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $21.73 | Mar 10, 2017 | A | 152,027 | A | — | Mar 10, 2024 | Class A Common Stock | 152,027 | 152,027 | D |
Explanation of responses
- F1Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Restricted Stock Award vests in two equal annual installments beginning on March 10, 2020, subject to the Reporting Person's continued service with the Registrant.
- F2Represents a stock option award (the "Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Stock Option Award vests in three equal annual installments beginning on March 10, 2019, subject to the Reporting Person's continued service with the Registrant.