SEC Form 4 · accession 0000899243-17-007540
Red Rock Resorts, Inc. · RRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Haskins
Officer — President
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 9:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 10, 2017 | A | 40,151 | $0.00 | A | 78,612 | D | |
| Class B Common StockF2 | holding | — | — | — | 640,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $21.73 | Mar 10, 2017 | A | 430,743 | A | — | Mar 10, 2024 | Class A Common Stock | 430,743 | 430,743 | D |
| LLC UnitsF2 | — | holding | — | — | — | — | — | Class A Common Stock | 640,879 | 640,879 | D |
Explanation of responses
- F1Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Restricted Stock Award vests in two equal annual installments beginning on March 10, 2020, subject to the Reporting Person's continued service with the Registrant.
- F2Since the date of the Reporting Person's last ownership report, he transferred 640,878 shares of RRR Class B Common Stock and 640,878 LLC Units pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities transferred pursuant to the domestic relations order.
- F3Represents a stock option award (the "Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Stock Option Award vests in three equal annual installments beginning on March 10, 2019, subject to the Reporting Person's continued service with the Registrant.