SEC Form 4 · accession 0001615774-19-002808
Priority Technology Holdings, Inc. · PRTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653558
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2019 | A | 12,349 | — | A | 9,295,618 | I | see footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1,F2 | $11.50 | Feb 15, 2019 | D | 64,322 | D | Aug 24, 2018 | Jul 25, 2023 | Common Stock | 64,322 | 0 | I |
Explanation of responses
- F1The Reporting Person disposed of warrants to purchase 64,322 shares of common stock in exchange for 12,349 shares of common stock in an issuer exchange offer.
- F2These securities are directly held by AESV CreditCard Consulting LLC, which is controlled by John Priore.