SEC Form 4 · accession 0001653477-19-000060
Ingevity Corp · NGVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P. Smith
Officer — EVP, President Perf Chemicals
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653477
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | A | 1,126 | $0.00 | A | 11,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right-to-buy)F2 | $115.22 | Feb 28, 2019 | A | 3,302 | A | Feb 28, 2020 | Feb 28, 2029 | Common Stock | 3,302 | 3,302 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan, which will vest in three equal installments on February 28, 2020, 2021, and 2022.
- F2These options are granted pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan. Such options will vest ratably beginning February 28, 2020, 2021, and 2022.