SEC Form 4 · accession 0001653477-19-000056
Ingevity Corp · NGVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Fortson
Officer — EVP, CFO & Treasurer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653477
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | A | 1,975 | $0.00 | A | 33,110 | D | |
| Common StockF2 | Feb 28, 2019 | A | 6,510 | $0.00 | A | 39,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right-to-buy)F3 | $115.22 | Feb 28, 2019 | A | 5,792 | A | Feb 28, 2020 | Feb 28, 2029 | Common Stock | 5,792 | 5,792 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan, which will vest in three equal installments on February 28, 2020, 2021, and 2022.
- F2Grant of restricted stock units pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan, all of which will vest in full on February 28, 2022.
- F3These options are granted pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan. Such options will vest ratably beginning February 28, 2020, 2021, and 2022.