SEC Form 4 · accession 0001653477-16-000068
Ingevity Corp · NGVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Edward Arthur Rose III
Officer — EVP, Pres Perf Chemicals
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653477
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | A | 6,940 | $0.00 | A | 8,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right-to-buy)F2 | $27.38 | May 27, 2016 | A | 11,561 | A | Feb 27, 2019 | May 27, 2026 | Common Stock | 11,561 | 11,561 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan. 4,383 shares will vest in three equal installments on February 27, 2017, 2018, and 2019. 2,557 shares will vest in full on February 27, 2018.
- F2These options are granted pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan.