SEC Form 4 · accession 0001653477-16-000067
Ingevity Corp · NGVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Phillip John Platt
Officer — CAO & Corporate Controller
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653477
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2016 | A | 867 | $0.00 | A | 867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right-to-buy)F2 | $27.38 | May 27, 2016 | A | 2,288 | A | Feb 27, 2019 | May 27, 2026 | Common Stock | 2,288 | 2,288 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan. These shares will vest in three equal installments on February 27, 2017, 2018, and 2019.
- F2These options are granted pursuant to the Ingevity Corporation 2016 Omnibus Incentive Plan.