SEC Form 4 · accession 0001144204-18-049890
Runway Growth Finance Corp. · RWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Plan of Carilion Clinic Retirement
10% Owner
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Sep 14, 2018 | P | 181,530 | $15.02 | A | 990,720 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares includes shares acquired pursuant to the Runway Growth Credit Fund Inc. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
Remarks
Thomas B. Raterman is signing on behalf of Retirement Plan of Carilion Clinic pursuant to the power of attorney dated April 21, 2017, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 filed by Retirement Plan of Carilion Clinic on April 21, 2017.