SEC Form 4 · accession 0001140361-17-016450
Runway Growth Finance Corp. · RWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OAKTREE FUND GP I, L.P.
Director · 10% Owner
Oaktree Capital Group Holdings GP, LLC
Director · 10% Owner
Oaktree Capital Group, LLC
Director · 10% Owner
Oaktree Capital I, L.P.
Director · 10% Owner
OCM HOLDINGS I, LLC
Director · 10% Owner
OAKTREE HOLDINGS, LLC
Director · 10% Owner
Oaktree Fund GP, LLC
Director · 10% Owner
OCM Growth Holdings LLC
Director · 10% Owner
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653384
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Apr 19, 2017 | P | 554,274 | $15.00 | A | 752,780 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1OCM Growth Holdings, LLC, a Delaware limited liability company ("OCMGH"), directly owns 752,780 shares of the common stock (the "Common Stock") of GSV Growth Credit Fund, Inc. ("Issuer"). This Form 4 is also being filed by (i) Oaktree Fund GP, LLC, a Delaware limited liability company ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLP, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware limited liability company ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware limited liability company ("Holdings"), in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware limited liability company ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP,
- F2Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
- F3OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, Stephen A. Kaplan, John B. Frank, David M. Kirchheimer, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
- F4The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.