SEC Form 4 · accession 0001144204-18-060911

Waitr Holdings Inc. · WTRH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 15, 2018

Accepted (ET)

Nov 19, 2018 · 8:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001653247

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 15, 2018	A	72,220	—	A	72,220	D
Common Stock^F1,F2	Nov 15, 2018	A	509,324	—	A	581,544	I	See Footnote
Common Stock^F1,F2	Nov 15, 2018	A	9,169	—	A	590,713	I	See Footnote
Common Stock^F1,F2	Nov 15, 2018	A	97,794	—	A	688,507	I	See Footnote
Common Stock^F1,F2	Nov 15, 2018	A	617,049	—	A	1,305,556	I	See Footnote

No Table II lines on this filing.

F1Shares acquired as merger consideration pursuant to an Agreement and Plan of Merger, dated as of May 16, 2018, by and among the Issuer, Landcadia Merger Sub, Inc., a Delaware corporation ("Merger Sub"), and Waitr Incorporated, a Louisiana corporation ("Waitr"), pursuant to which Waitr merged with and into Merger Sub, with Merger Sub surviving the merger as a wholly owned direct subsidiary of the Issuer (the "business combination"). The closing price of the Issuer's common stock was $11.94 on the effective date of the business combination.
F2William Gray Stream has voting and dispositive control over 509,324 shares held directly by Stream Investment Holdings, LLC, 9,169 shares held directly by Steam Financial Services, LLC, 97,794 shares held directly by Sierra Pelican, LLC and 617,049 shares held directly by Mithras, LLC. Accordingly, Mr. Stream may be deemed to have or share beneficial ownership of such shares. Mr. Stream disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.