SEC Form 4 · accession 0001144204-18-060901
Waitr Holdings Inc. · WTRH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Meaux
Officer — CEO and Chairman · Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653247
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2018 | A | 3,843,708 | — | A | 3,843,708 | I | See footnote |
| Common StockF1 | Nov 15, 2018 | A | 893,336 | — | A | 4,727,044 | D | |
| Common StockF3,F1 | Nov 15, 2018 | A | 250,000 | — | A | 4,987,044 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired as merger consideration pursuant to an Agreement and Plan of Merger, dated as of May 16, 2018, by and among the Issuer, Landcadia Merger Sub, Inc., a Delaware corporation ("Merger Sub"), and Waitr Incorporated, a Louisiana corporation ("Waitr"), pursuant to which Waitr merged with and into Merger Sub, with Merger Sub surviving the merger as a wholly owned direct subsidiary of the Issuer (the "business combination"). The closing price of the Issuer's common stock was $11.94 on the effective date of the business combination.
- F2Shares held of record by Meaux Enterprises, LLC. Mr. Meaux has voting and dispositive control over securities held by Meaux Enterprises, LLC. Mr. Meaux disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3250,000 shares of restricted stock subject to the terms of the Waitr Holdings Inc. 2018 Omnibus Incentive Plan, which will vest in three equal installments over a three-year period following the grant date.