SEC Form 4 · accession 0001653242-26-000079
Bank of N.T. Butterfield & Son Ltd · NTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Schrum
Officer — Chief Financial Officer
Period of report
Aug 9, 2026
Accepted (ET)
Aug 11, 2026 · 9:17 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001653242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary sharesF1 | Aug 9, 2026 | A | 73,208 | — | A | 275,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units - EDIPF1,F2,F3 | — | Aug 9, 2026 | M | 73,208 | D | — | — | Ordinary shares | 73,208 | 171,611 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting/settlement.
- F2The restricted stock units vest 10-Aug-2027, 12-Feb-2027, 9-Aug-2027, 10-Feb-2028, 9-Feb-2029, 9-Feb-2030 subject to continued service through each vesting date.
- F3These restricted stock units do not expire; they either vest and settle or are forfeited/cancelled prior to the applicable vesting date.