SEC Form 4 · accession 0001209191-19-009114
Alector, Inc. · ALEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis J Lavigne Jr.
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 11, 2019 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001653087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 11, 2019 | C | 10,552 | — | A | 10,552 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series E Preferred StockF2,F1 | — | Feb 11, 2019 | C | 10,552 | D | — | — | Common Stock | 10,552 | 0 | I |
Explanation of responses
- F1The Series E Preferred Stock automatically converted into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.
- F2The shares are held of record by Lavrite, LLC, for which the Reporting Person serves as a managing director.