SEC Form 4 · accession 0001209191-17-022565
AveXis, Inc. · AVXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R.A. Session II
Officer — Sr. VP, Corp Strategy
Period of report
Mar 20, 2017
Accepted (ET)
Mar 23, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652923
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $79.75 | Mar 20, 2017 | A | 35,950 | A | — | Mar 20, 2027 | Common Stock | 35,950 | 35,950 | D |
Explanation of responses
- F1The shares underlying the option shall vest and become exercisable as to 8,987 shares on March 20, 2018; and the remainder shall vest and become exercisable in 36 equal installments on the last day of each calendar month, in each case subject to the Reporting Person's Continuous Service (as that term is defined in the Plan) through each such date.