SEC Form 4/A · accession 0001209191-17-011692
AveXis, Inc. · AVXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rick Modi
Officer — Chief Business Officer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 16, 2017 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652923
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $57.88 | Feb 13, 2017 | A | 61,000 | A | — | Feb 13, 2027 | Common Stock | 61,000 | 61,000 | D |
Explanation of responses
- F1The shares underlying the option shall vest and become exercisable as to 15,250 shares on February 13, 2018; and the remainder shall vest and become exercisable in 36 equal installments on the last day of each calendar month, in each case subject to the Reporting Person's Continuous Service (as that term is defined in the Plan) through each such date.
Remarks
This Amendment is being filed to correct the exercise price of the Stock Option grant reported on Form 4 filed with the Securities and Exchange Commission on February 15, 2017.