SEC Form 4 · accession 0001209191-16-132066
AveXis, Inc. · AVXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Johannesen
Officer — General Counsel
Period of report
Jul 5, 2016
Accepted (ET)
Jul 7, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652923
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $36.02 | Jul 5, 2016 | A | 44,700 | A | — | Jul 5, 2026 | Common Stock | 44,700 | 44,700 | D |
Explanation of responses
- F1The option shall vest and become exercisable as to 25% of the shares underlying the option on July 5, 2017 and the remaining 75% of the shares underlying the option shall vest in 36 equal monthly installments beginning on August 5, 2017, subject to the Reporting Person's continuous service as of each such date.