SEC Form 4 · accession 0001209191-16-129295
AveXis, Inc. · AVXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew F. Knudten
Officer — SrVP/Manufacture&Supply Chain
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652923
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $42.61 | Jun 20, 2016 | A | 37,750 | A | — | Jun 20, 2026 | Common Stock | 37,750 | 37,750 | D |
Explanation of responses
- F1The option shall vest and become exercisable as to 25% of the shares underlying the option on June 20, 2017; the remaining shares shall vest in 36 equal monthly installments beginning on July 20, 2017, subject to the Reporting Person providing continuous service to the Issuer on each such date.