SEC Form 3 · accession 0001062993-19-000699
SusGlobal Energy Corp. · SNRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Hazout
Officer — Executive Chairman and Preside · Director · 10% Owner
Period of report
Feb 4, 2019
Accepted (ET)
Feb 12, 2019 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652539
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | holding | — | — | — | 9,900,000 | I | Travellers International Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,000,000 | — | I |
Explanation of responses
- F1Marc Hazout controls Travellers International Inc.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3The restricted stock units will vest on January 1, 2020.