SEC Form 4 · accession 0001209191-19-011041

ICHOR HOLDINGS, LTD. · ICHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer

Period of report

Feb 13, 2019

Accepted (ET)

Feb 19, 2019 · 4:06 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652535

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Ordinary Shares, par value $0.0001	Feb 13, 2019	M	4,440	$14.90	A	33,062	D
Ordinary Shares, par value $0.0001	Feb 13, 2019	M	11,592	$9.42	A	45,194	D
Ordinary Shares, par value $0.0001	Feb 13, 2019	M	12,425	$17.14	A	57,619	D
Ordinary Shares, par value $0.0001^F1	Feb 13, 2019	S	28,457	$21.57	D	29,162	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F2	$14.90	Feb 13, 2019	M	4,440	D	—	Mar 12, 2019	Ordinary Shares	4,440	0	D
Option (right to buy)^F3	$9.42	Feb 13, 2019	M	11,592	D	—	Mar 17, 2023	Ordinary Shares	11,592	9,661	D
Option (right to buy)^F4	$17.14	Feb 13, 2019	M	12,425	D	—	Apr 13, 2024	Ordinary Shares	12,425	15,975	D

F1Includes 25,500 unvested RSUs that were previously reported under Table II.
F2The option vests as follows: 25% of the option vests on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.
F3The option vests as follows: 25% of the option vests on March 17, 2017 and the remainder vests ratably on a quarterly basis over a three year period thereafter.
F4The option vests as follows: 25% of the option vests on March 31, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.