SEC Form 4 · accession 0001209191-18-053303
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Ryan Barros Sr.
Officer — Chief Technology Officer
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001F1 | Sep 30, 2018 | M | 523 | $0.00 | A | 3,139 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Sep 30, 2018 | M | 800 | D | — | — | Ordinary Shares | 800 | 8,000 | D |
Explanation of responses
- F1Of the RSUs that vested, 277 ordinary shares were withheld to cover federal and state withholding taxes.
- F2The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on March 31, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.