SEC Form 4 · accession 0001209191-18-016541

ICHOR HOLDINGS, LTD. · ICHR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Technology Officer

Period of report

Mar 1, 2018

Accepted (ET)

Mar 5, 2018 · 4:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001652535

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Ordinary Shares, par value $0.0001	Mar 1, 2018	M	22,748	$8.05	A	22,748	D
Ordinary Shares, par value $0.0001	Mar 1, 2018	M	3,560	$14.90	A	26,308	D
Ordinary Shares, par value $0.0001	Mar 1, 2018	M	9,342	$9.42	A	35,650	D
Ordinary Shares, par value $0.0001	Mar 1, 2018	S	35,650	$25.47	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F2	$8.05	Mar 1, 2018	M	22,748	D	—	Mar 12, 2019	Ordinary Shares	22,748	0	D
Option (right to buy)^F2	$14.90	Mar 1, 2018	M	3,560	D	—	Mar 12, 2019	Ordinary Shares	3,560	4,440	D
Option (right to buy)^F3	$9.42	Mar 1, 2018	M	9,342	D	—	Mar 17, 2023	Ordinary Shares	9,342	21,253	D

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2The option vests as follows: 25% of the option vests on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.
F3The option vests as follows: 25% of the option vests on March 17, 2017 and the remainder vests ratably on a quarterly basis over a three year period thereafter.