SEC Form 4 · accession 0001209191-18-011984
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Ryan Barros Sr.
Officer — Chief Technology Officer
Period of report
Feb 15, 2018
Accepted (ET)
Feb 21, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $24.89 | Feb 15, 2018 | A | 40,600 | A | — | Feb 15, 2025 | Ordinary Shares | 40,600 | 40,600 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 15, 2018 | A | 18,300 | A | — | — | Ordinary Shares | 18,300 | 18,300 | D |
Explanation of responses
- F1The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter.
- F2The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter.