SEC Form 4 · accession 0001209191-18-003063
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Iain MacKenzie
Director
Period of report
Jan 9, 2018
Accepted (ET)
Jan 10, 2018 · 9:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Jan 9, 2018 | M | 4,690 | $9.42 | A | 4,690 | D | |
| Ordinary Shares | Jan 9, 2018 | S | 4,690 | $26.10 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $9.42 | Jan 9, 2018 | M | 4,690 | D | — | Oct 9, 2022 | Ordinary Shares | 4,690 | 30,462 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option vests as follows: 25% of the option vests on October 9, 2016 and the remainder vests ratably on a quarterly basis over a three year period thereafter.