SEC Form 4 · accession 0001209191-18-002370
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M. Canty
Officer — Chief Operating Officer
Period of report
Aug 15, 2017
Accepted (ET)
Jan 5, 2018 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $19.77 | Aug 15, 2017 | A | 60,000 | A | — | Aug 15, 2024 | Ordinary Shares | 60,000 | 60,000 | D |
| Restricted Stock UnitF2 | — | Aug 15, 2017 | A | 20,000 | A | — | — | Ordinary Shares | 20,000 | 20,000 | D |
Explanation of responses
- F1The option vests as follows: 25% of the option vests on August 15, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.
- F2The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on August 15, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.