SEC Form 4 · accession 0001209191-17-060655
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Rohrs
Officer — CEO and Chairman · Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001 | Nov 13, 2017 | M | 130,767 | $8.05 | A | 173,090 | D | |
| Ordinary Shares, par value $0.0001 | Nov 13, 2017 | S | 130,767 | $27.85 | D | 42,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $8.05 | Nov 13, 2017 | M | 130,767 | D | — | Oct 25, 2020 | Ordinary Shares | 130,767 | 133,473 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option vests as follows: 25% of the award vested on June 30, 2014 and the remainder vests ratably on a quarterly basis over a three year period thereafter. The option is fully vested.