SEC Form 4 · accession 0001209191-17-054940
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice Eugene Carson
Officer — President, CFO, and Secretary · Director
Period of report
Oct 2, 2017
Accepted (ET)
Oct 3, 2017 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001 | Oct 2, 2017 | M | 12,300 | $8.05 | A | 57,922 | D | |
| Ordinary Shares, par value $0.0001 | Oct 2, 2017 | S | 17,300 | $27.65 | D | 40,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $8.05 | Oct 2, 2017 | M | 12,300 | D | — | Mar 12, 2019 | Ordinary Shares | 12,300 | 327 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option vested as follows: 25% of the option grant vested on March 12, 2013 and the remainder vested ratably on a quarterly basis over a three year period thereafter. This option has fully vested.