SEC Form 4 · accession 0001209191-17-050070
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurice Eugene Carson
Officer — President, CFO, and Secretary · Director
Period of report
Aug 22, 2017
Accepted (ET)
Aug 24, 2017 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001 | Aug 22, 2017 | M | 17,146 | $8.05 | A | 62,146 | D | |
| Ordinary Shares, par value $0.0001F2 | Aug 23, 2017 | S | 17,146 | $18.50 | D | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $8.05 | Aug 22, 2017 | M | 17,146 | D | — | Sep 19, 2021 | Ordinary Shares | 17,146 | 159,862 | D |
Explanation of responses
- F1Option was exercised on August 22, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. for which the closing of the underwriters' over-allotment option occurred on August 23, 2017.
- F2Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share.