SEC Form 4 · accession 0001209191-17-049065
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Rohrs
Officer — CEO and Chairman · Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 15, 2017 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001 | Aug 14, 2017 | M | 94,480 | $8.05 | A | 125,558 | D | |
| Ordinary Shares, par value $0.0001 | Aug 14, 2017 | S | 94,480 | $19.45 | D | 31,078 | D | |
| Ordinary Shares, par value $0.0001 | Aug 15, 2017 | M | 36,287 | $8.05 | A | 67,365 | D | |
| Ordinary Shares, par value $0.0001 | Aug 15, 2017 | S | 4,298 | $19.86 | D | 63,067 | D | |
| Ordinary Shares, par value $0.0001 | Aug 15, 2017 | S | 31,989 | $19.87 | D | 31,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $8.05 | Aug 14, 2017 | M | 47,224 | D | — | Mar 12, 2019 | Ordinary Shares | 47,224 | 4,298 | D |
| Option (right to buy)F2 | $8.05 | Aug 15, 2017 | M | 4,298 | D | — | Mar 12, 2019 | Ordinary Shares | 4,298 | 0 | D |
| Option (right to buy)F3 | $8.05 | Aug 14, 2017 | M | 47,256 | D | — | Oct 25, 2020 | Ordinary Shares | 47,256 | 296,229 | D |
| Option (right to buy)F3 | $8.05 | Aug 15, 2017 | M | 31,989 | D | — | Oct 25, 2020 | Ordinary Shares | 31,989 | 264,240 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The option vests as follows: 25% of the option grant vested on March 12, 2013 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.
- F3The option vests as follows: 25% of the option grant vested on June 30, 2014 and the remainder vests ratably on a quarterly basis over a three year period thereafter. This option has fully vested.
Remarks
Exhibit List: Exhibit 24 Power of Attorney