SEC Form 4 · accession 0000899243-17-026631
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dipanjan Deb
Director · 10% Owner
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001F1,F2,F3 | Nov 14, 2017 | J | 1,933,970 | $0.00 | D | 3,886,800 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 14, 2017, each of Francisco Partners III (Cayman), L.P. ("FP III Cayman"), Francisco Partners Parallel Fund III (Cayman), L.P. ("FPPF III Cayman") and Ichor Investment Holdings, LLC ("IIH LLC") made a distribution-in-kind to its partners, on a pro rata basis for no additional consideration, of an aggregate of 1,940,257 ordinary shares of Ichor Holdings, Ltd. ("ordinary shares").
- F2Includes 6,287 ordinary shares received by Deb Family Investments, L.P. - 3 in connection with the distributions described in footnote (1) (which receipt represents only a change in the Reporting Person's form of beneficial ownership of such shares).
- F3FP GP Cayman III is the general partner of each of FP III Cayman and FPPF III Cayman and the manager of IIH LLC. Francisco Partners GP Management III (Cayman), Limited ("FP GP Management III") is the general partner of FP GP Cayman III. In those capacities, FP GP III and FP GP Management III may be deemed to share voting and dispositive power with respect to the ordinary shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. FP GP III and FP GP Management III may be deemed to share voting and dispositive power with respect to the ordinary shares owned by FP III Cayman, FPPF III Cayman and IIH LLC. The Reporting Person is a member of an investment committee of FP GP Management III and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.