SEC Form 4 · accession 0000899243-17-019977
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Ryan Barros Sr.
Officer — Chief Technology Officer
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value $0.0001 | Aug 7, 2017 | M | 24,552 | $14.90 | A | 24,552 | D | |
| Ordinary Shares, par value $0.0001 | Aug 7, 2017 | M | 318 | $9.42 | A | 24,870 | D | |
| Ordinary Shares, par value $0.0001F2 | Aug 8, 2017 | S | 24,870 | $18.50 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $14.90 | Aug 7, 2017 | M | 24,552 | D | — | Mar 12, 2019 | Ordinary Shares | 24,552 | 23,410 | D |
| Option (Right to Buy)F1 | $9.42 | Aug 7, 2017 | M | 318 | D | — | Mar 17, 2023 | Ordinary Shares | 318 | 30,595 | D |
Explanation of responses
- F1Option was exercised on August 7, 2017 and shares were sold by the reporting person as part of an underwritten secondary offering of ordinary shares of Ichor Holdings, Ltd. which closed on August 8, 2017.
- F2Represents the offering price to the public in the secondary offering of $19.32 per ordinary share, net of underwriters' discount of $0.82 per Ordinary Share.