SEC Form 4 · accession 0000899243-17-010375
ICHOR HOLDINGS, LTD. · ICHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Ryan Barros Sr.
Officer — Chief Technology Officer
Period of report
Apr 13, 2017
Accepted (ET)
Apr 17, 2017 · 9:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652535
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F1 | $17.14 | Apr 13, 2017 | A | 28,400 | A | — | Apr 13, 2024 | Ordinary Shares | 28,400 | 28,400 | D |
| Restricted Stock UnitF2,F1 | — | Apr 13, 2017 | A | 12,800 | A | — | — | Ordinary Shares | 12,800 | 12,800 | D |
Explanation of responses
- F1The option vests as follows: 25% of the award vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.
- F2The restricted stock unit ("RSU") represents a contingent right to receive ordinary shares of Ichor Holdings, Ltd. The RSU vests as follows: 25% of the RSU vests on April 13, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter.