SEC Form 4 · accession 0001652362-19-000011
Infrastructure & Energy Alternatives, Inc. · IEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Schapiro
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 9:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F2 | Dec 31, 2018 | A | 10,684 | $0.00 | A | 10,684 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units which vest on March 31, 2019.
- F2Pursuant to the policies of Oaktree Capital Management, L.P., the restricted stock units are held directly by the reporting person on behalf of and for the sole benefit of OCM FIE, LLC ("FIE"). The reporting person disclaims beneficial ownership of these securities, and the filing of this Form 4 shall not be construed as an admission that such person is the beneficial owner of any securities covered by this Form 4, except to the extent of any indirect pecuniary interest therein.