SEC Form 4 · accession 0001144204-18-019601
Infrastructure & Energy Alternatives, Inc. · IEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mohsin Y Meghji
Director
Period of report
Mar 26, 2018
Accepted (ET)
Apr 6, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001652362
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1,F2 | Mar 26, 2018 | J | 33,808 | — | D | 238,717 | I | See footnote |
| Common StockF4,F1,F2 | Mar 26, 2018 | J | 13,031 | — | D | 225,686 | I | See footnote |
| Common StockF5 | holding | — | — | — | 1,190,781 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mohsin Y. Meghji was inadvertently omitted as a filing person on the Form 4 filed by M III Sponsor I LP ("Sponsor I LP") and M III Acquisition Partners I Corp. on March 28, 2018 with respect to the reported transactions. The reported transactions reflect dispositions by Sponsor I LP prior to the transfer by Mohsin Y. Meghji of his ownership of M III Acquisition Partners I Corp. (see footnote 2).
- F2Mr. Mohsin Y. Meghji was, at the time of the reported transactions, the sole shareholder of M III Acquisition Partners I Corp., which is the sole general partner of Sponsor I LP. Mr. Meghji subsequently transferred the stock of M III Acquisition Partners I Corp. to an affiliate of its sole limited partner (reported on Form 4 filed on March 29, 2018). As a result of such transfer Mr. Meghji ceased to have beneficial ownership with respect to any shares of Common Stock owned by Sponsor I LP, including the 225,686 reported in column 5.
- F3Represents shares of common stock ("Common Stock") of Infrastructure and Energy Alternatives, Inc. (f/k/a M III Acquisition Corp.) (the "Company") forfeited by Sponsor I LP as contemplated in connection with the (i) the Forfeiture Agreement, dated as of March 7, 2018, by and among the Company, M III Sponsor I LLC ("Sponsor I LLC") and Sponsor I LP and (ii) the Waiver, Consent and Agreement to Forfeit Founder Shares, dated as of March 20, 2018, by and among the Company, IEA Energy Services LLC, Wind Merger Sub I, Inc., Wind Merger Sub II, LLC, Infrastructure and Energy Alternatives, LLC, Oaktree Power Opportunities Fund III Delaware, L.P., Sponsor I LLC and Sponsor I LP.
- F4Represents shares of Common Stock transferred by Sponsor I LP pursuant to various commitment agreements entered into by and among Sponsor I LLC, Sponsor I LP, and third parties in consideration of commitments to purchase shares of Common Stock and not redeem such shares.
- F5The reported shares are owned of record by Sponsor I LLC. Mr. Meghji is the sole managing member of M III Acquisition Partners I LLC, which is the sole managing member of Sponsor I LLC. Mr. Meghji has sole voting and dispositive control over securities held by Sponsor I LLC, and may be deemed the beneficial owner of such shares. Mr. Meghji disclaims beneficial ownership over any securities owned by Sponsor I LLC in which he does not have any pecuniary interest.